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Prudential Insurance Company of America - Los Angeles, CA US
Financial Service Associates assist clients with a range of insurance and investment needs. Our team members participate in a comprehensive development program, ...
Prudential Insurance Company of America - Los Angeles, CA US
Financial Service Associates assist clients with a range of insurance and investment needs. Our team members participate in a comprehensive development program, ...
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AERS, BR, GRR, FSI Role: Banking and Securities Regulatory Senior Manager Industry: Banking and Securities Location: New York, DC, Boston or San Francisco, Los Angeles
Deloitte Touche Tohmatsu is one of the world's leading professional services organizations. The member firms of Deloitte Touche Tohmatsu deliver world-class assurance and advisory, tax and consulting services. With more than 119,000 people in over 140 countries, the member firms serve over one-half of the world's largest companies, as well as large national enterprises, public institutions and successful, fast-growing global growth companies. Known as an employer of choice for innovative human resources programs, Deloitte & Touche has been recognized as one of the "100 Best Companies to Work For in America" by Fortune magazine for six consecutive years.
Our internationally experienced professionals strive to deliver seamless, consistent services wherever our clients operate. Our mission is to help our clients and our people excel. Our Audit and Enterprise Risk Services (AERS) practice is a global leader in helping clients manage risk from the boardroom to the network. As the largest risk management consulting practice of its kind, we offer a comprehensive array of services designed to help our clients understand business risks, determine acceptable levels of exposure, implement controls, and provide ongoing measurement and monitoring of the risk environment and compliance.
Our Regulator Consulting Services include: Internal Control Assessment Regulatory Compliance Structures Policy and Procedures Review Inspections and Deficiencies Support SEC Enforcement Proceedings Support Compliance Design and Implementation
Demonstrated Abilities: Provide engagement management and/or participate in development of methodology Play lead role in client retention, relationship building, and communication Play lead role in internal and external communication/deliverable quality including technical content of reports, proposals, etc. Demonstrate high level of understanding of clients business Demonstrate strong knowledge in industry or functional specialty Mold the individuals on the engagement into a team Play lead role in management planning, economics, and billing Sell new and "add-on" business to clients Identify opportunities to cross-sell other services Meet assigned sales target/team sales targets Membership and visibility in professional & civic organizations Develop proposals High visibility in functional or industry specialty Publication in designated areas Public speaking Responsible for oversight or advisee training and development program Evaluate, counsel, mentor and provide feedback on performance of others Play substantive/lead role in retention of professionals and in building staff complement, mix, and recruiting Play substantive/leadrole in developing a strong relationship with internal Deloitte Resources Will provide assistance to financial institution clients with instituting enterprise-wide risk management frameworks, infrastructure, policies and procedures, and monitoring Will assist with compliance assessments and perform compliance testing Will also perform loan review work. Qualifications:
7+ years Regulatory Agency experience with the OCC, Federal Reserve Board in Washington DC or a Federal Reserve Bank) preferably served as an Examiner-In Charge for a large or regional bank; and/or Industry Job (Compliance Officer, Regulatory Reporting, Regulatory Relations); and/or Consulting experience with a boutique consulting firm or other Big 4. Regulatory compliance knowledge and experience at a bank regulatory agency, financial institution, or consulting firm" Led examinations of large and complex financial institutions. Knowledge of internal auditsrelating to compliance programs and controls. Able to identify and recommend business solutions to regulatory issues or requirements. Able to assess quality of loans. Experience with consumer protection matters. Knowledge and experience with fair lending laws and regulations. Education: BA/BS in related field MBA desired Certifications: Certified Regulatory Compliance Manager (CRCM) Commissioned Bank Examiner Certified Financial Services Auditor (CFSA)
About Deloitte
Deloitte refers to one or more of Deloitte Touche Tohmatsu, a Swiss Verein, and its network of member firms, each of which is a legally separate and independent entity. Please see for a detailed description of the legal structure of Deloitte Touche Tohmatsu and its member firms. Please see for a detailed description of the legal structure of Deloitte LLP and its subsidiaries. Deloitte LLP and its subsidiaries are equal opportunity employers.